draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
accounting students, Faculty of Business Administration and Information Technology, the Rajamangala University of Technology Suvarnabhumi (RUS), with approximately 100 participants. This lecture was part of
SEC Secretary-General Ruenvadee Suwanmongkol said in the seminar “Prepare Thai Capital Market towards KYC in the Digital Age”, which SEC had held on 22 May 2019, that although technology had
ก.ล.ต. เปิดตัวโครงการแนวทางการนำ Distributed Ledger Technology (DLT) มาใช้ในการเป็นโครงสร้างพื้นฐานดิจิทัล (Digital Infrastructure) ของตลาดทุนไทยเพื่อเสริมสร้างประสิทธิภาพ ขณะที่ลดกระบวนการทำงานและ
to support the using of new technology in several activities in capital market, in particular fundraising, trading, and clearing and settlement. We believe that the embrace of innovation would promote
Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E
auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms
Bangkok, 21 February 2019 ? The SEC has announced key achievements of the past year highlighting establishment of sustainable market foundation, regulatory reform in line with the changing global landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market efficiency and facilitate fundraising and investment activities in order to create long term well-being f...
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นประธานกล่าวต้อนรับและเปิดงาน “Tech career coaching 2021 : Step Toward Success” ซึ่ง ก.ล.ต. จัดร่วม