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Personal Records and Non-Prohibited Characteristics (Supplement for Form 19-1) F orm for Summary of Digital Token Trading Transactions Via an ICO Portal Financial Advisor Appraiser ICO Portal SHARE : For
information by performing duties as auditor, financial advisor, legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of
information by performing duties as auditor, financial advisor, legal advisor, asset appraiser or any other person whose duties are related to inside information, including employees, workers or colleagues of
other words, persons licensed, approved, or registered in accordance with the laws administered by the SEC. For example, securities business operator, derivatives business operator, financial advisor
Content Intermediaries Regulatory Summary Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Paid-Up Registered Capital Audit Committees of
the policy for distribution of return payment, the return payment must be straight forward and easy to understand; 3. T he investment policy shall not be specified with the features of a feeder fund
management company shall disclose to the unitholders the following information on the amalgamation/merger of the mutual fund to ensure that the unitholders are aware of and understand the status of the mutual