After considering the issuance of rules, conditions and procedures for collecting, disposing of and allocating assets of REITs to provide business operators with clearer and more consistent and
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he
(DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of
Profit Basis N/A (as NMG incurs loss) N/A 3. Total Consideration Basis Total consideration (317.86 THB million) * 100 / Total Assets of NMG ( 4,654.84 THB million) 6.84% 4. Value of Securities Basis No
has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of approval as securities
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the
affect the shareholders’ rights, benefits and decisions significantly, the SEC, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), has ordered OTO’s BOD to make
Digital asset business operators have expanded their business to cover services related to the use of digital assets as a means of payment for goods and services. Some have solicited businesses by
shares and he will seek an approval for a waiver of mandatory tender offer of securities at the shareholders’ meeting. After considering the matters above, the SEC is of the opinion that the rights and