accordance with the criteria for approval to sell shares. A warrant must contain the following details: Terms of a warrant: Having a definite term of not more than ten years Underlying shares being newly
. 8/2557 Re: Rules on Personnel in the Capital Market Business Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors Qualifications of Applicants for
. 8/2557 Re: Rules on Personnel in the Capital Market Business Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors Qualifications of Applicants for
Qualifications Capital Market Investment Analyst on Fundamental Factors download PDF Securities Investment Analyst on Fundamental Factors download PDF Derivatives Investment Analyst on Fundamental
) and an approval for shares which may be used as underlying is granted (if any). - Can be offered only to persons related to the issuer or II or HNW. - If the offering is made to HNW who is not a person
Market Supervisory Board No. TorJor. 33/2551 Re: Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights The Notification of the Capital Market
investment units within ten business days. Then the fund is deemed dissolved upon the payment for the redeemed units. 19.2 In the case of fund of funds (FoFs) with investments in the underlying fund ≥ 5% of
investment units within ten business days. Then the fund is deemed dissolved upon the payment for the redeemed units. 19.2 In the case of fund of funds (FoFs) with investments in the underlying fund ≥ 5% of
กองทุนรวมหน่วยลงทุน (FoFs) ที่ ลงทุน ใน underlying fund ≥ 5% ของ NAV underlying fund หาก underlying fund มี NAV ในวันใด หรือภายใน 5 วันทำการต่อเนื่องกันลดลง > 2 ใน 3 ของ NAV underlying fund ให้ บลจ
reporting and audit oversight 2. Auditor Supervision The SEC has put its continuing effort on auditor supervision as the auditor's role of independent professional is fundamental to investor