”) through twelve securities trading accounts in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that time which was not consistent with the
(“UMI”) through twelve securities trading accounts in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that time which was not consistent with
(“UMI”) through twelve securities trading accounts in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that time which was not consistent with
”) through twelve securities trading accounts in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that time which was not consistent with the
”) through twelve securities trading accounts in concealment to mislead the general public to believe that UMI shares were purchased or sold in great volume at that time which was not consistent with the
Ms. Lalana Sirijanyakul During April 10, 2007 to May 15, 2007, Ms. Lalana Sirijanyakul failed to report on her acquistion or disposal of shares of Traffic Corner Holdings Plc. (TRAF)(Presently M
Mr. Sermkhun Kunawong Between August 15, 2012 and September 21, 2012, Mr. Sermkhun Kunawong failed to comply with rules specified by the Securities and Exchange Commission. In this regard, Mr
Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to exceed
Mr. Pramot Pasawongse On January 16, 2015, Mr. Pramot Pasawongse acquired shares of Thai Packaging & Printing Public Company Limited (TPP) which caused his aggregated holding of TPP shares to
Mr. Somchai Chaisrichawla From September 13 to November 16, 2006, Mr. Somchai Chaisrichawla colluded with Miss Chaninan Luangwaykin in using Somchai’s and other persons’ securities trading accounts