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Court, which will cover the issues of bias, undue process or abuse of power. Moreover, the SEC has in place a process of operation, including a rule-making process, to prevent commercial or other sectoral
with the rule of law and support effective supervision and enforcement. Effective corporate governance requires a sound legal, regulatory and institutional framework that market participants can rely on
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
uncertainty and external challenges led by record-high oil prices, fluctuation of foreign capital flows at rapid speed and in high volume, and US subprime mortgage crisis. Yet, the Thai capital market succeeded
in refusing to accept assets or other kinds of benefits from any persons involved in the operation of the SEC to prevent obstruction of duty performance. The violation of such rule is not only deemed
trading prices. Although the Thai BDC is a rule maker on ethics, practices and standards in the secondary market of debt instruments as well as supervises traders, it does not do much in terms of market
the Securities and Exchange Act, the Provident Fund Act, or any rule prescribed thereunder, such dispute shall also have the following characteristics: (a) the dispute occurred not more than six months
the Securities and Exchange Act, the Provident (UNOFFICIAL TRANSLATION) - 3 - Fund Act, or any rule prescribed thereunder, such dispute shall also have the following characteristics: (a) the dispute
the Securities and Exchange Act, the Provident (UNOFFICIAL TRANSLATION) - 3 - Fund Act, or any rule prescribed thereunder, such dispute shall also have the following characteristics: (a) the dispute