Investor type Customer relationship management Financial Literacy Financial Literacy Research Objectives 1. Clustering Thai investor types based on their investment portfolio allocation. 2. Investigates the
number of KAMs, the higher cumulative abnormal returns/trading volumes). Literature review- Type of KAMs Different types of KAMs may have different effects on investor reactions because they have different
Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and
past 3 years prior to the application date. − ✓ Remarks: 1 Work experience related to any type of securities or derivatives useful for performing duties as investment analyst, e.g., analysis (including
)…………….……..….…………….………… ตําแหนง…………………..……….……….………….. Prepared by ..(Name)……………………….…………..............Position………….……………………..........….…….. วันที่รายงาน / Reporting date ………………...………………………… ช่ือผูถือหลักทรัพย ประเภทหลัก
) classification of the investment unit shall contain at least the following details: (a) type of the investment unit, either single or multiple types. In case of classifying the investment unit into multiple types
higher. Remarks: 1 Work experience related to any type of securities or derivatives useful for performing duties as investment analyst, e.g., analysis (including technical analysis), investment and risk
Office. In this case, an additional examination on related rules is required. 2 Securities means all types of securities under the Securities and Exchange Law, e.g., equity, debt instrument and mutual fund
, the underlying assets and/or procedures. They are broadly grouped into the following types, with some providers offering more than one type of service, either separately or combined. 1. Second Party