11 Management Discussion and Analysis Fiscal year ended February 28, 2019 AEON Thana Sinsap (Thailand) Public Company Limited (“the Company”) already submitted the audited financial statements for

Bangkok, May 30, 2012 ? The SEC notified Thai Unique Coil Center Plc. (TUCC) to rectify its 2011 and Q1/2012 financial statements due to auditor?s disclaimer of opinion. Within June 29, 2012, TUCC

Bangkok, June 29, 2012 ? The SEC declined to grant further extension of dateline for Professional Waste Technology Plc (PRO) to submit the rectified and audited 2011 and reviewed Q1/2012 financial

statements for the six-month period ended June 30, 2010. On September 19, 2011, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 139,700. Since the accused pled guilty, the Court

period. The public prosecutor prosecuted the alleged offender in case of failure to prepare and submit the financial statements for the six-month period ended June 30, 2010. On September 19, 2011, the

K-TECH Construction Public Company Limited K-TECH Construction Public Company Limited, failed to prepare and submit the financial statements for the year 2011 and the annual registration statement

financial statements for the year 2011 and the annual registration statement for the year 2011 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the

S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC failed to prepare and submit the financial statements for the year 2011, the annual registration statement for the year 2011, and

reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as

limitations ran out. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 11/11/2022