found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings
that such redemption may cause liquidity problem to the mutual fund and thus affects other unitholders. For, funds of funds and feeder funds investing in large overseas funds, however, the redemption may
Group Public Company Limited No. 3/2017 Due 2019 (ACAP19OA); 2. Debentures of Asia Capital Group Public Company Limited No. 1/2018 Due 2020 with The Issuer's Right of Early Redemption (ACAP202A); 3
Early Redemption (ACAP202A); 3. Debentures of Asia Capital Group Public Company Limited No. 2/2018 Due 2020 with The Issuer’s Right of Early Redemption (ACAP207A); 4. Debentures of Asia Capital
damage to the client. With reference to the bank?s report on the client?s complaint and the SEC's further inspection, {A} was found to have signed on the unit redemption form of Bualuang Long-Term Equity
redemption was in fact a breach of such terms and conditions, and consequently caused damage to the customer who had to return the tax deduction money to the Revenue Department and pay for the capital gain tax
offering (PO) and private placement (PP); removing a minimum 10 million baht of face value in all cases and a minimum redemption value of 80% of principal in case of PP. The revised regulations to become
their own benefit. The second one prescribes a due date for payment of unit redemption within 7 days which is in line with ASEAN standards. The consultation paper is available on www.sec.or.th
their own benefit. The second one prescribes a due date for payment of unit redemption within 7 days which is in line with ASEAN standards. The consultation paper is available on www.sec.or.th
debentures of CISSA company limited No. 1/2020 due 2025 with the issuer’s right of early redemption. Daol Securities (Thailand) Public Company Limited is the bondholders’ representative. The e