Office, photos from closed circuit television, thermometers, etc. Contact information: Information for contact purposes, including, mobile phone numbers, email addresses, addresses on the identification
have an impact on the overall capital market, with the provision that the business operators must select a service provider from the list of service providers approved by SEC. In addition, the draft
securities depository may outsource that service to an outsourced service provider, provided that its outsourced service provider is capable of providing that service in compliance with the applicable laws and
compliance with the ethical guidelines so as to earn public trust and confidence for themselves and the SEC. numerous channels for receiving public complaints including walk-in, fax, phone, e-mail, letter, etc
as well as financial intermediaries and service providers with the right incentives to perform their roles within a framework of checks and balances. The Principles are intended to be concise
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
limitations of direct investment in other securities ● Provide tools or professional service providers to ensure that target investors understand risk and return of investment in the capital market and are able
Mutual Fund Information Service (MFIS) which allows comparison between mutual funds so that the investing public can have better information to base their decisions upon. For those who are interested in
updates on members' mobile phones. Information Technology Development In response to the 2006-2008 Strategic Plan, the SEC continued enhancing its IT capacity toward an e-agency, handling application
markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants