”) as required by international standards • The operation of the SET will be consistent with regulatory objectives and prescribed rules • For transparent and constant operation of the SET while interests
capital market and the execution of transactions related to the capital market are efficient, transparent and protect investors’ interest, and to accommodate changes in the capital market and the
for the offences committed through negligence or minor offences; (4) having been a political official or having been in any position in a political party except he has vacated such position not less
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
position in a political party unless having vacated such position not less than one year; (5) being an officer or an employee of the SEC Office; (6) being a manager or a person with power of management of
; (4) being or having been a political official or holding or having held any position in a political party unless having vacated such position not less than one year; (5) being an officer or an employee
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf