Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF) receiving proceeds transferred from provident funds (PVDs) or other RMF; (3) Other
Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF) receiving proceeds transferred from provident funds (PVDs) or other RMF; (3) Other
from a provident fund (PVD) or retirement mutal fund (RMF) (using the existing RMF rather than establishing a new fund) General unitholders The unitholders are investors who transferred from PVD
from a provident fund (PVD) or retirement mutal fund (RMF) (using the existing RMF rather than establishing a new fund) General unitholders The unitholders are investors who transferred from PVD
associated with proprietary trading must be reduced, and client positions are to be transferred to other operator ( s ). Regulatory Summary Related Rules and Regulations Related Forms SHARE : For More
interest of the business or having benefits transferred from the business. 8. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an
grounds to suspect that the directors, executives, a nd major shareholders having other interest which may be in conflict with the best interest of the business or having benefits transferred from the
having other interest which may be in conflict with the best interest of the business or having benefits transferred from the business. 7. Not being in default om principal or interests of any debt
having other interest which may be in conflict with the best interest of the business or having benefits transferred from the business. 7. Not being in default om principal or interests of any debt
transferred due to reasonable circumstances; (2.2) The NAV cannot be calculated fairly and appropriately; (2.3) There are causes and necessities in order to protect the benefit of the investors