Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF) receiving proceeds transferred from provident funds (PVDs) or other RMF; (3) Other
Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF) receiving proceeds transferred from provident funds (PVDs) or other RMF; (3) Other
from a provident fund (PVD) or retirement mutal fund (RMF) (using the existing RMF rather than establishing a new fund) General unitholders The unitholders are investors who transferred from PVD
from a provident fund (PVD) or retirement mutal fund (RMF) (using the existing RMF rather than establishing a new fund) General unitholders The unitholders are investors who transferred from PVD
known to the injured person, or ten years from the day when the wrongful act was committed. Breach of Contract Case The injured person claims compensation from a person who does not abide by the contract
known to the injured person, or ten years from the day when the wrongful act was committed. Breach of Contract Case The injured person claims compensation from a person who does not abide by the contract
, such party has the right to appeal. Moreover, the court may impose any of the following measures, along with imprisonment and fine, on whom committed any offense under Section 278, Section 281/2
associated with proprietary trading must be reduced, and client positions are to be transferred to other operator ( s ). Regulatory Summary Related Rules and Regulations Related Forms SHARE : For More
interest of the business or having benefits transferred from the business. 8. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an
grounds to suspect that the directors, executives, a nd major shareholders having other interest which may be in conflict with the best interest of the business or having benefits transferred from the