utility functions include the functions such as support services for investment units dealings and fund management in a fund service platform which is carried out by Thailand Securities Depository Co., Ltd
: Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License in the Category of Investment Advisory Service B.E. 2545 By virtue of
dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management
Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF) receiving proceeds transferred from provident funds (PVDs) or other RMF; (3) Other
Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF) receiving proceeds transferred from provident funds (PVDs) or other RMF; (3) Other
from a provident fund (PVD) or retirement mutal fund (RMF) (using the existing RMF rather than establishing a new fund) General unitholders The unitholders are investors who transferred from PVD
from a provident fund (PVD) or retirement mutal fund (RMF) (using the existing RMF rather than establishing a new fund) General unitholders The unitholders are investors who transferred from PVD
interest of the business or having benefits transferred from the business. 8. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an
grounds to suspect that the directors, executives, a nd major shareholders having other interest which may be in conflict with the best interest of the business or having benefits transferred from the
having other interest which may be in conflict with the best interest of the business or having benefits transferred from the business. 7. Not being in default om principal or interests of any debt