high net worth investors shall submit an application to the SEC Office and register the transfer restriction (if any) with the SEC Office. The provisions under Clause 17, Clause 18 and Clause 19 shall
and underlying shares to specific investors, provided that it has registered with the Office the transfer restriction of warrants to be offered, bearing a statement that the company shall not accept any
debt securities in any level if such transfer is inconsistent with the transfer restriction as indicated and registered with the SEC Office; (3) complying with the rules prescribed in Clause 33 or Clause
sale each time that the issuer shall not accept transfer registration of bonds in any level if such transfer is inconsistent with the transfer restriction as indicated and registered with the SEC Office
high net worth investors under Clause 21(3) that has been included an offer for sale of investors registered for a transfer restriction within no more than ten specific investors within any four- month
. The offer for sale under paragraph 1(2) and (3) that has been registered for a transfer restriction within the institutional investors or high net worth investors shall not be considered as an offer for
are complied with: (1) the company has registered a transfer restriction for the convertible securities with the SEC Office stating that it will not accept any registration of transfer of convertible
securities in any succeeding step made in one of the following manners: (a) an offer for sale of securities with transfer restriction where the offering is made without breaching of such restriction; (b) an
Subscription period: No. of units offered for sale: Par value per unit: Type of offering: PO PP (II)* PP (HNW)* PP (II&HNW) Total offering value: Underlying: Sale/transfer restriction (if any): Specific
dates on which such payments are due. 5. Describe any arrangement for transfer and any transfer restriction of the debt securities. 6. Disclose the currency the debt securities are denominated as well as