empowered to achieve financial well-being. To deliver this objective, the SEC is compelled to adapt and refine its strategy and operations to effectively address the challenges and issues that have arisen

. ●  Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: ​Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities

account, pay-in slip, transfer-deposit-withdrawal slips, statement report, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC