persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
the power of the Stock Exchange of Thailand and the Securities and Exchange Commission to order a listed company to reschedule its shareholders' meeting if the company adds a new significant matter to
followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of Attorney form in case of authorizing another person to file complaint; 3. Details of the
SEC’s specified rules. The members of an Audit Committee shall not be authorized directors or have controlling power over the company and at least one member shall have sufficient knowledge and
SEC’s specified rules. The members of an Audit Committee shall not be authorized directors or have controlling power over the company and at least one member shall have sufficient knowledge and
: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
website ( SEC News No. 105/2019 ) SEC warns BX clients to keep away from unsolicited transfer of funds or digital assets via fake websites or Facebook accounts ( SEC News No. 106/2019 ) Q & A