กัทรัพยเ์ป็นไปโดยไม่มีความขดัแยง้ทางผลประโยชน์ เป็นการเปิดโอกาสให้เกิดการแข่งขนั (shadow competition) ซ่ึงจะช่วยเสริมสร้างความเช่ือมัน่วา่ตลาดหลกัทรัพยจ์ะรักษาประสิทธิภาพในการ ด าเนินงาน ท าให ้บล. สมาชิก และ
การประกอบธุรกิจหลกัทรัพยต์ามประเภทท่ีไดรั้บใบอนุญาต เป็นการเปิดโอกาส ให ้บล. สมาชิกสามารถซ้ือขายหลกัทรัพยจ์ดทะเบียนนอกตลาดหลกัทรัพย ์และส่งเสริมใหเ้กิด การแข่งขนั (shadow competition) ซ่ึงจะช่วยเสริม
provision: “(5) borrowing in the name of the mutual fund or creating any encumbrances on the assets of the mutual fund, except entering into derivative or engaging in the transaction in accordance with the
service provided by a derivatives business operator; (2) “customer asset” means: (a) asset which a derivatives business operator received or held as performance bond for derivatives transaction for the
service provided by a derivatives business operator; (2) “customer asset” means: (a) asset which a derivatives business operator received or held as performance bond for derivatives transaction for the
any transaction which provides financial benefits for such person, the director, the executive or the person under (1) or (2) will also gain financial benefits, the said person shall be deemed as the
transaction in the capital market. “project” means a securitization project. “SEC” means the Securities and Exchange Commission under the law governing securities and exchange. “the SEC Office” means the Office
trust owed to the trust by the third person. The set-off in contravention of the first paragraph is void. SECTION 33 In making a juristic act or a transaction with a third person, a trustee shall notify
act or a transaction with a third person, a trustee shall notify the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the evidence of the juristic
In making a juristic act or a transaction with a third person, a trustee shall notify the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the