Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
. The ICO portal's duties include performing due diligence on the characteristics of digital tokens to be offered and qualifications of issuer, and ensuring completeness and accuracy of information
persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other qualifications, such as not having prohibited characteristics, not being involved in illegal
Financial Institutions Businesses Act for not less than 4 years. (4) being attached to only one qualified audit firm; (5) not possessing any prohibited characteristics as prescribed by the SEC. Audit Firm
for a Public Offering of Digital Assets to the Offering of Digital Assets with Specific Characteristics dated July 7, 2018 (Effective Date of June 16, 2018) The Notification of the Securities and
the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and person holding executive position as a division manager or an equal position responsible
characteristics. Disclosure of information is complete and sufficient for making a decision to invest, and not misleading in substance Other qualifications Summary of important criteria in relation to the issuing
Digital Asset Businesses The Notification of the Securities and Exchange Commission No. GorThor. 11/2561 Re: Prescription of Specific Characteristics of Service Providers which Are not Considered Digital
Digital Asset Businesses The Notification of the Securities and Exchange Commission No. GorThor. 11/2561 Re: Prescription of Specific Characteristics of Service Providers which Are not Considered Digital