revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove
market, and other necessary market mechanisms. Of course, it is crucial that we strive forward to deepen and broaden good corporate governance, transparency, and surveillance measures. Furthermore, we need
. Shareholders include: > Families and private controlling shareholders: Traditional family groups are still an important part of the corporate landscape. Family groups control a range of companies through a mix
credibility, two distinct but parallel courses should be pursued. The first is to help regulators and courts develop the investigative tools and resources to articulate and enforce standards. The second course
conflicts of interest. The SEC Board and the SEC Staff shall abide by the Codes at all times during the course of their duty performance. A summary of the Codes are shown below: The SEC Board Code of Conduct
shall establish rules or regulations which allow for exchange of information about securities clearing and settlement, including any other information obtained during the normal course of operation as a
billion baht to 1.61 billion baht by the end of 2001. Successful near-term market recovery by itself cannot, of course, ensure sustainable progress of the capital market. As economies and capital markets
investors should pay a greater attention aside from a traditional form of bank deposits. At a time that the worldûs capital markets are increasingly interconnected, it is even more important that the
Code in the course of their duty performance. Effective since October 1, 2007, the SEC Board members are required to file reports declaring their conflicts of interest, including those of their spouses