make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light
imposed on them and paid separate civil penalties at the total amount of more than 120 million baht. The six offenders are: (1) Mr. Sathit Roongwatanapak, (2) Mr. Chavin Roongwatanapak, (3) Ms. Tanyapa
Space exhibition will provide convenient access to fundamental information and tools for financial planning via traditional and digital media suitable for different target groups. This includes a rerun of
provide better access to the markets. The introduction of new platform and services inevitably put pressure on traditional business operators to compete with new wave of competitors in financial services
technology, such as provision that requires business operators to disclosure its financial statements to the public via traditional channel only. Moreover, the current laws do not clearly state the SEC’s
Bangkok, 4 January 2018 ? The Criminal Fining Committee has imposed separate fines on four offenders for publicly offering debentures without approval.The four offenders are: (1) Marnfah Group Co
make greater use of capital market apart from traditional financial options. SMEs are considered the backbone of economic development. At present, there are approximately three million SMEs in Thailand
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee has therefore imposed a separate fine of 500,000 baht each on NEWS and Mr. Arak for failing to order or take action in
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management