Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main

Public Company Limited (PTTEP) sale report to the SEC Office within February 22,2022 which is the period specified in the notification of the SEC office. However, the result of the structured note

Limited ("KCE") sale report to the SEC Office within February 22,2022 which is the period specified in the notification of the SEC office. However, the result of the structured note, underlied to

financial statements for the year 2020 to the SEC Office, which is audited by a certified public accountant who does not obtained an approval from the SEC Office. Later, the rectified audited financial

Banpu Public Company Limited Banpu Public Company Limited (“BANPU”) failed to prepare and submit the result of the bond sale report to the SEC Office between 26 February 2020 to 27 January 2021

the SEC Office within April 30, 2013. However, the Form 56-2, 2012 was later submitted to the SEC Office on May 16, 2013. SEC Act S.56 and 199 Settlement Committee Meeting No. 7/2013 Settlement

Exchange of Thailand and the SEC Office within February 28, 2019. However, the financial statements were later submitted to the SET and the SEC Office on March 11, 2019. SEC Act S.56(2) Settlement

Vulcan Coalition Company Limited Vulcan Coalition Company Limited failed to prepare and submit the result of the convertible debenture sale report to the SEC Office within October 15,2020 which is

HACO SNC Company Limited HACO SNC Company Limited (“HACO”) had duties to prepare and submit the result of the crowdfunding debentures sale report to the SEC Office within May 31, 2021. However, HACO

the Stock Exchange of Thailand and the SEC Office within May 15, 2015. However, the financial statements were later submitted to the SET and the SEC Office on May 22, 2015. SEC Act S.56 and 199