, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
contribution to the country's growth and development. The assessment covers various aspects of the financial system, including banking, securities and insurance sectors, payment and settlement systems, monetary
contribution to the country's growth and development. The assessment covers various aspects of the financial system, including banking, securities and insurance sectors, payment and settlement systems, monetary
company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading
reputations, divided into two areas as follows: Staff Code of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or
, Capital Market Supervisory Board Education Doctor of Business Administration, Finance, Chulalongkorn University Master of Business Administration Management Information System, University of Dallas
systems by improving compliance with internationally recognized standards and codes. The recommendations contained in the report aim to build on the existing system, and offer the groundwork for a country
กลุ่มพนักงานใหม่และพนักงานระดับต้น โดยมีผู้บริหารระดับสูงเป็นผู้ถ่ายทอดประสบการณ์ รวมทั้งจัดทำความรู้ในรูปแบบหลักสูตรออนไลน์ เก็บรวบรวมที่ระบบบริหารจัดการเรียนรู้ (Learning Management System: LMS) ให้