securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment for the transactions made in Thai baht through Prompt Pay and Thai QR. Such
. Moreover, the daily trading volume increased from 18.9 billion baht to 20.5 billion baht. These results reflected the strengths of Thailand’s economic fundamentals and investors’ confidence in the prospects
, giving investment advice, and operating an exchange or trading platform) will be required to seek a license, registration, or exemption from the SEC. 9 III. Other issues 3.1 When ICO portal also invests in
of electronic trading platform for the trading of debt instruments and to define it as another type of securities businesses. The study is still going on and relevant rules and regulations are being
surveillance. As a result, the Thai BDC is expected to increase its role in market surveillance and to develop the electronic trading platform to accommodate the Thai debt instrument marketûs future growth
Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
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promoted investor advocate role of the Thai Investors Association (TIA) in Allowing direct access to trading platform Terminating the exclusive right of local securities firms to have a direct access to the