, Infrastructure Funds and Real Estate Investment Trusts Member of the Sub-committee on Consideration of Regulations on Issuance and Offering of Debt Securities, Derivatives and Structured Products Experiences
Sub-committee on Consideration of Regulations on Property Funds, Infrastructure Funds and Real Estate Investment Trusts Experiences Chief Executive Officer, Association of Investment Management
: Detail Content SEC Help Center Samples of Documents or Evidence Sample of Complaints Samples of Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant
NAREIT Global Real Estate Index * ใช้ตัวที่เป็น mark - to – market 7. โครงสร้างการก ากับดูแลการลงทุน ในกำรก ำกับดูแลมีกำรแบ่งแยกหน้ำที่ควำมรับผิดชอบหลักของแต่ละฝ่ำยที่เกี่ยวข้อง ในกำรจัดกำรลงทุนของกองทุน
business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee income, subsidies from the Stock Exchange of Thailand, investment revenue and others. All
incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants / investment analysts / unit sellers to give information or advice on the invested products or
capital market has always been a major venue for fund mobilization of business sectors. Yet, prior to the SEC establishment, market development had concentrated more on the secondary market where trading of
้ ในกำรนำเทคโนโลยเีข้ำมำช่วยยกระดบัเครือ่งมอืในกำรติดตำม ตรวจสอบ และหำพยำนหลักฐำน (e-enforcement) เพื่อช่วย เพิม่ประสทิธภิำพในกำรจัดกำรเคสในกำรบงัคบัใช้กฎหมำย คอื • โครงการ Digital asset trading
identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading account, pay-in slip, transfer-deposit-withdrawal slips, statement report
of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company ● Information of listed company (e.g., news, financial statements, list of shareholders) The Stock Exchange of