has been completed; ● In case of unfair securities trading (such as price manipulation, insider trading, and dissemination of false statements), the SEC may proceed through criminal fining or criminal
Section 244/2) Group 3: Securities Price Manipulation 3.1 Securities trading in such a way that misleads other persons regarding the price or volume of the securities trading
Section 244/2) Group 3: Securities Price Manipulation 3.1 Securities trading in such a way that misleads other persons regarding the price or volume of the securities trading
prosecution. From February 2013 onwards, price manipulation and insider trading have become a predicate money laundering offence according to the Anti-Money Laundering Act B.E. 2556 (2013). The Anti-Money
prosecution. From February 2013 onwards, price manipulation and insider trading have become a predicate money laundering offence according to the Anti-Money Laundering Act B.E. 2556 (2013). The Anti-Money
date of the five business days. Example The calculation is done on day T+1 D ay T - 4 Day T -3 D ay T - 2 D ay T -1 D ay T D ay T + 1 Net trading value X1 X2 X3 X4 X5 X6
date of the five business days. Example The calculation is done on day T+1 D ay T - 4 Day T -3 D ay T - 2 D ay T -1 D ay T D ay T + 1 Net trading value X1 X2 X3 X4 X5 X6
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
. Fast track case for companies with good corporate governance and offer for sale of shares at a price not lower than the market price, which do not sell a share swap and the number of shares offered for
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares