Thai HR Management Policy Report × Home > เกี่ยวกับ ก.ล.ต. > รายงานการดำเนินงาน > รายงานผลการบริหาร
systems that may cause damage to investment, fund management inconsistent with prospectus, and incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants
จัดกำรเคสในกำรบงัคบัใช้กฎหมำย คอื • โครงการ Digital asset trading https://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2563.pdf SEC Search /solr/secweb/select?q= electronic possession OR
supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading
trading https://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2563.pdf SEC Search /solr/secweb/select?q= electronic possession OR " electronic possession " OR "electrical ownership" OR "electrical
Director General of the Fiscal Policy Office Board Member, Capital Market Supervisory Board Education D octor of Philosophy (Non-Formal Education), Chulalongkorn University Doctor of Management
Chairman of the Sub-committee on Consideration of Regulations on Asset Management Member of the Sub-committee on Consideration of Regulations on Property Funds, Infrastructure Funds and Real Estate
, transparency, fairness and accountability Resource sufficiency Reporting and disclosure of information Standards of practice, internal control and internal audit Risk management Complaint handling Operating