securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
proposed to enhance investor education and effective disclosures. 14 Survey on the profile, trading experience and knowledge level of investors Investor education on SFC’s website - www.InvestEd.hk
hampered by low economic growth among Thailand’s key trading partners, particularly China and Japan. The tourism industry was slow to recover as well. Although global and domestic economic conditions were
end of the year, the SET Index closed at 679.84 points, down 33.89 points or 4.75 percent from the previous year. Daily average trading value was 16.28 billion baht which was the same level as the year
trading on both BOT bonds and government bonds. Inter-dealer transactions accounted for 39 percent of the total outright trading transactions, a significant increase from the 30 percent level in 2006
internationally Liberalization of cross-border capital movements and emergence of various forms of exchange business/alternative trading system have inevitably affected competitiveness of Thailand’s only stock
representative in Thailand Information as of XX XX XXXX Name of the ARFP Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and
Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and strategy Calendar year performance and benchmarks over the past
local representative in Thailand Information as of XX XX XXXX Name of the ASEAN CIS Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation
based on 5 country level characteristics. Han and Kumar (2011) found certain characteristics of stocks attracted gamblers and Staman (2002) linked stock trading and lotteries. All of the above studies