market maker. For the market maker or the high networth investors trading, the mutual fund management company may accept securities or other assets as payment in lieu of cash. The conditions and
market maker. For the market maker or the high networth investors trading, the mutual fund management company may accept securities or other assets as payment in lieu of cash. The conditions and
Management of Mutual Fund 10. Scheme amendment (1) Amendments that are deemed approved by the SEC 1. Beneficial to the unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of
Management of Mutual Fund 10. Scheme amendment (1) Amendments that are deemed approved by the SEC 1. Beneficial to the unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of
application for approval prior to the date on which securities company sells shares issued for the purpose of increasing its capital causing such person to be major shareholder; (2) in case other than (1
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
. Save and Close × Home > Laws/Regulations > Regulations > Prevention of Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE
. Save and Close × Home > Laws/Regulations > Regulations > Prevention of Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE
or omits to act in order to obtain unlawful gains.) Section 312 (Director or manager permits another to commit dishonest act in the account or document) and; Section 313 (Increasing penalties for