securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised

to securities laws prior to court filings to strengthen legal enforcement and revise provisions on composition of offences related to unfair activities in securities trading to ensure clarity and

hampered by low economic growth among Thailand’s key trading partners, particularly China and Japan. The tourism industry was slow to recover as well. Although global and domestic economic conditions were

Mr. Raweerot Khiannilsiri Mr. Raweerot Khiannilsiri joined or agreed with other offenders in manipulating 6 securities by separating duties to transact buying or selling orders in a way of concealing

Mr. Ekkavit Kamontaypa Mr. Ekkavit Kamontaypa joined or agreed with other offenders in manipulating 6 securities by separating duties to executing buying or selling orders in a way of concealing

Mr. Panurak Saengaram Mr. Panurak Saengaram joined or agreed with other offenders in manipulating 6 securities by separating duties to executing buying or selling orders in a way of concealing and

Mr. Suvit Pipatvilaikul Mr. Suvit Pipatvilaikul joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of concealing

Mr. Pisit Pipatvilaikul Mr. Pisit Pipatvilaikul joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of concealing

conduct securities investment analysis; (9) “ investment advice ” means advice, whether direct or indirect, on the value of a securities or the suitability of a securities investment, or on the buying or

; (9) “investment advice” means advice, whether direct or indirect, on the value of a securities or the suitability of a securities investment, or on the buying or selling of any securities; (10