for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded
Securities and Exchange Commission No. Sor Yor. 12/2548 Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange ______________________ Whereas the Derivatives Act
guidelines for consideration of an issuance and offer for sale of securities by a company in two or more ASEAN member countries simultaneously or in a proximate period. 3 Amended by the Notification of the
Page 1 of 7 Form 35 – foreign ETF Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the
Office in accordance with the guidelines and procedures provided on the website of the SEC Office. Clause 7/110 For a public offering of debt securities at the concurrent or proximate period of time in
issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a
. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign
2555 สวนท่ี 1 : บทนํา เดิม ธปท. ไดอนุญาตใหบริษัทหลักทรัพยสามารถนําผูลงทุนรายยอยไปลงทุนในหลกัทรัพย ตางประเทศ รวมทั้งตราสารอนุพันธที่ซ้ือขายในศนูยซ้ือขายสัญญาซื้อขายลวงหนา (exchange-traded) ในต
least two persons of which shall be persons in a business related to the derivatives traded or to be traded on the derivatives exchange or involved in the trading of the underlying asset of such