duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
responsibilities cover four areas, namely (1) business registration and information services; (2) entrepreneur development, business promotion and trade institutions development; (3) business’ corporate governance
responsibilities cover four areas, namely (1) business registration and information services; (2) entrepreneur development, business promotion and trade institutions development; (3) business’ corporate governance
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, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
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Stakeholders 2. Sustainability and Resilience 4. Disclosure and Transparency 3. Disclosure and Transparency 5. Responsibilities of the Board 4. Responsibilities of the Board Assessment Results CG
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