business development and creating business innovation with the SEC.?Sukiet Kittitammachote, Senior Manager, Corporate Affairs of Ek-Chai Distribution System Co., Ltd. or Tesco Lotus, said ?Tesco Lotus is
Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth Securities Company Limited, had made trading orders before informing the client who did not mak...
Retirement Saving via Tax System with Behavioral Economics Implication for Regulation Retirement Saving via Tax System with Behavioral Economics Implication for Regulation แลกเปล่ียนความคดิเหน็โดย
managing potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a
-trade information; (d) having a recording system regarding trading information, especially information related to execution of trading transactions, to monitor and examine post- trading activities (audit
matters including inability to obtain certification from the company’s management regarding responsibility for the financial statement preparation, inability to audit operating system manual in petroleum
effective date of the regulations; (3) Business operations standards : Requiring DA operators to: - have robust checks and balances mechanisms in place in every critical business system; - have effective
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SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System Investor Alert ( 14 ) Sitemap investor ( 2 ) Documents Adobe PDF ( 33 ) http
Offeror : (1) Hitachi Transport System (Thailand) Pte. Ltd. (2) Hitachi Transport System (Asia) Pte. Ltd. | Date of submission of the Statement of Intention : 21/04/2011