impacts from the relevant project(s). Such mitigants may include clear and relevant trade-off analysis undertaken and monitoring required where the issuer assesses the potential risks to be meaningful1
stock availability before executing orders / post-trade monitoring of short and long sell transactions, ensuring efficient order processing systems Q3/2024 2.5 Establish a central platform for checking
แก้ไข / ยกเลิก ไว้ที่ 250 milliseconds ไตรมาส 3/2567 2.4 เพ่ิมคุณภาพการตรวจสอบ บล. • อาทิ การท า KYP ลูกค้าตัวกลาง / ตรวจสอบการมีหุ้นก่อนส่งค าสั่ง / มีระบบ post trade monitoring ธุรกรรม short / long sell
impacts from the relevant project(s). Such mitigants may include clear and relevant trade-off analysis undertaken and monitoring required where the issuer assesses the potential risks to be meaningful. 3
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
negative social and/or environmental impacts from the relevant project(s). Such mitigants may include clear and relevant trade-off analysis undertaken and monitoring required where the issuer assesses the
from Syracuse University, USA. Prior to becoming Permanent-Secretary, he was Director-General of the Department of Insurance, Department of Business Economics (currently Department of Trade Negotiations
regions such as Middle East, Latin America, Europe and Africa. Due to the upcoming trade war and the slowdown in the world economy, the company is monitoring the situation closely as these might be a risk
] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
managed the customer credit during Covid- 19, including monitoring and collecting accounts receivable, resulted in the decrease in allowance for expected credit losses. 3 Management Discussion and Analysis