: ข้อมูลจาก trade book และ order book ของ SET ค านวณโดยฝ่ายวจิัยและขับเคล่ือนข้อมูล ส านักงาน ก.ล.ต. Order tendencies analysis - a methodology used in trading to analyze the behavior of traders' order
Derivatives Business Overseas for Derivatives Brokers (No.2) dated 12 May 2012 Clause 5. When derivatives broker receives customer’s order to trade derivatives on foreign derivatives exchange, derivatives
-trade information; (d) having a recording system regarding trading information, especially information related to execution of trading transactions, to monitor and examine post- trading activities (audit
responsible for post-trade operation [back office], and shall arrange for the personnel responsible for securities trading to submit a report on securities trading to the work unit responsible for post-trade
was not audited. Example 12 : When inspecting revenue from the domestic sales, the SEC found an auditor did not examine significant matters such as evidence of an authorised person’s signature, a
even our daily lives. 3 ❑The 2023 Israel-Hamas war ❑The war between Ukraine and Russia ❑Trade War between US and China ❑Autonomy of Taiwan and Hong Kong from China Source: The Guardian newspaper ❑Tension
business day from the trade date, the management company should know and be able to examine for incorrectness of the sum of each member’s savings to get the total amount to be payable to the fund and be able
disclosure of pre-trade information (if any) and post-trade information; (4) having a recording system regarding trading information, especially information related to execution of trading transactions, to
such cases provisions of Clause 16 and Clause 17 shall not be applicable to the aforesaid service. In providing service as derivatives broker in the first paragraph, derivatives broker shall trade in
such cases provisions of Clause 16 and Clause 17 shall not be applicable to the aforesaid service. In providing service as derivatives broker in the first paragraph, derivatives broker shall trade in