Commission No. SorJor. 44/2561 Re: A list of Crypto Currency specified by the SEC dated September 11, 2018 (Effective date of October 1, 2018) Related Forms Application for a permission for a public
following: The Thai Bond Market Association The Association of Thai Securities Companies The Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act
) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
Notification of the Capital Market Supervisory Board No. Tor Jor. 62/2561 Re: Offer for Sale of Bonds Denominated in Foreign Currency in the Kingdom of Thailand Related forms Form 69-BASE-FD Form 69-PRICING-FD
Market Supervisory Board No. Tor Jor. 64/2561 Re: Offer for Sale of Government Bonds in Foreign Currency in Thailand by Companies under Foreign Laws Debentures or Bill of Exchange REIT Bond or Infra
business; (4.2) Impossible to exchange currency freely cause of interruptions in fund transfers to and from overseas ; (4.3) An event that prevents the mutual fund from receiving payments from the
meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms