company must consider possible impacts on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution
following: The Thai Bond Market Association The Association of Thai Securities Companies The Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
Capital Market Supervisory Board No. Tor Nor. 19/2554 Re: Commitment between Unitholders and Management Companies Related Forms Form 35 – ARFP CIS .doc file / .pdf file Form 69 – CIS full .doc file
Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and Offering of Investment Units The Notification of the Capital Market Supervisory Board No. Tor Nor. 19/2554 Re: Commitment
commitment; (2) The specified procedures are practical and fair to all unitholders. The conditions can be in one or more of the following cases: (1) It is specified that the fund may generally make a