collected from a mutual fund must specified in the schemes and the prospectus of the mutual fund. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of
following: The Thai Bond Market Association The Association of Thai Securities Companies The Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act
prohibited.) The classification of the investment units shall be based on the following features: Classification Features Examples Class A Class B ( 1 ) F ees or expenses collected from the
) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms