AEC Securities Public Company Limited Between December 25, 2018 and May 22, 2020, AEC Securities Public Company Limited , as a securities and derivatives broker, failed to submitting an accurate and

Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and

DBS Vickers Securities (Thailand) Co.,Ltd. Between June 4, 2019 and June 7, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to submitting an accurate

SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement

Bill Trade Co.,Ltd. Between 10 February and 23 April 2003, Bill Trade Co.,Ltd. with other alleged persons operated securities brokerage businesses, soliciting clients to invest in securities listed

prepare and submit the accurate financial statement for the year 2019 through the transmission system as prescribed by the Stock Exchange of Thailand resulted from the instruction or the failure to give

Miss Manee Khemthong Between December 25, 2018 and May 22, 2020, Miss Manee Khemthong, at the time incident an Finance & Accounting Director responsible for submitting an accurate and truthful

;), shall be liable for STHAI?s failure to prepare and submit the accurate annual report for the year 2018 (Form 56-2) through the transmission system as prescribed by the Stock Exchange of Thailand resulted

Nok Airlines Public Company Limited Nok Airlines Public Company Limited ("NOK"), a securities issuer, had a duty to prepare and submit the accurate annual updated information statement for

;s failure to prepare and submit the accurate annual updated information statement for the year 2020 (Form 56-1) within the period specified by the notification of the Capital Market Supervisory Board