related rules and the work unit responsible for post-trade operation can immediately confirm the securities trading with its counter trader. Clause 7/1.8 A securities company shall be a member of Thai Bond
Procedures for Dealing of Debt Securities (No. 4) dated 5 June 2002. (Translation) -4- of securities dealing in accordance with related rules and the work unit responsible for post-trade operation can
Exchange Commission Re: Rules and Procedures for Applying for License and Registration of Association related to Securities Business ____________________ By virtue of Section 14 and Section 232 of the
Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of Section 14 and the second paragraph of Section
. ------------------------------- Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of
Exchange Commission Re: Rules and Procedures for Applying for License and Registration of Association related to Securities Business ____________________ By virtue of Section 14 and Section 232 of the
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives
reference. Notification of the Capital Market Supervisory Board No. TorThor. 63/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment
reference. Notification of the Capital Market Supervisory Board No. TorThor. 63/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment
, unless such derivatives trading is for hedging or for investment of its proprietary account and complies with the rules prescribed herein. Clause 4. The derivatives broker shall trade derivatives contract