responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
Counter Service Co., Ltd., said ?Providing a paying agent service is social responsibility as it serves Thai people with more saving and investment channels. Moreover, it brings about opportunity for
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 23/08/2016 - 25/08/2016
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
SHARE : SEC supports roles of Thailand Post and modern trade as paying agents for mutual funds Friday 9 May 2014 | No. 66 / 2014 Bangkok, May 9, 2014 ? The SEC supports Thailand Post, Counter Service at 7
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. Sor Thor/Khor. 40/2547 Re: Form of
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. Sor Thor/Khor. 40/2547 Re: Form of
issuer and those who have an opportunity to make use of such inside information ; (4) clear scope of authority , duty and responsibility of directors, executives and work units. Clause 7 A securities