securities and derivatives mean acting as a market or trading center, which in brief means a place where investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary
securities and derivatives mean acting as a market or trading center, which in brief means a place where investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary
approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
application in accordance with the fast track rule must meet the prescribed criteria, for instance, during the past year, there is no record of being ordered to amend its financial statements or to explain or
Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation within 30 days. At the end of the period, the
of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation within 30 days. At the end of the period, the