business in any position or nature of work: O yes O no 6.16 Pending under the period prescribed by an order of the Office to be withdrawn from or be refused to put his or her name into the executives’ names
to put in or has been withdrawn from the database as for directors and executives of securities issuing companies as a result of lacking trustworthiness for being director and executive of the
of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) ; (4) being a person whose name the SEC Office has been rejected to put in or has been withdrawn from the database as for directors
misled investors in a manner of concealing or disguise or making up non-existing facts in material transactions or operation. (d) having withdrawn an application for an offer for sale of newly issued
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...