shall have one vote and a dispute resolution shall be made by majority vote. In the event of a tied vote, the chairman of the arbitrator panel shall solely make a dispute resolution. Clause 27. A dispute
vote and a dispute resolution shall be made by majority vote. In the event of a tied vote, the chairman of the arbitrator panel shall solely make a dispute resolution. Clause 27. A dispute resolution
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
were honoured to host the first ASEAN Capital Market Forum in which securities regulators agreed to work towards mutual recognition of standards. In November 2004, we signed a Letter of Intent with Hong
expects that this will contribute to the comprehensive utilization of capital market benefits. However, the SEC’s role does not involve preventing investor losses or ensuring compensation in the event such
standards should be overseen by bodies independent of the pro- fession. Recommendations: Asian Roundtable economies should work towards convergence with high quality internationally recognised standards and
services are efficient, transparent, and examinable, in a bid to promote confidence towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the
, but by the end of 2012 closed at 1391.93 points. At 104.8 percent, stock market turnover is higher than most other East Asian countries as well as the high-income OECD median. Also, the percent value
vote and a dispute resolution shall be made by majority vote. In the event of a tied vote, the chairman of the arbitrator panel shall solely make a dispute resolution. Clause 27. A dispute resolution