provision of a range of non-audit services to clients, and, until recently, there was little oversight of audit quality or independence. Other reputational agents also have limited requirements in terms of
have an impact on the overall capital market, with the provision that the business operators must select a service provider from the list of service providers approved by SEC. In addition, the draft
Operational Risks: The top-level management and directors jointly assessed potential risks to the SEC's objective achievement, especially in the key operational areas. Risk management plans were laid out and
enter into contractual agreements that inter alia see continuous trading arrangements, one-off asset transfers, or some form of financial assistance (for example, the provision of a loan to a controlling
shareholders or top executives. It also revealed instances where some companies took advantage of unclear interpretation of accounting principles to dress up their financial statements. We cooperated with the
assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The arbitral
respect to provision of services to ensure that securities are safely kept and used efficiently. Part 3 Subject Matters of this Notification Clause 4 This Notification establishes regulations on the
company. Committees appointed by the board of directors to consider in what form and how much directors and top executives should be compensated. A body appointed by the board of directors and charged with