Earlier, the Civil Penalty Consideration Committee resolved to apply civil sanctions against Mr. A for obstructing and failing to set up a board of directors meeting and a shareholders meeting to appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and refused to cooperate with other IFEC directors to facilitate the board of directors’ meeting by...
Earlier, the Civil Sanction Committee resolved to impose civil sanctions on {A} for obstructing and not cooperating with other IFEC directors to set up board of directors meetings and a shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors’ instruction and refused to facilitate a meeting venue for the board of directors’ meeting. Such mis...
. Essentially, the primary existing regulations on IPOs which have come into force since late 2016 would remain intact, while certain provisions would be added or revised for more efficient supervision. For
qualification requirements intact and adjust the licensing fee structure to prevent overburdens to business operators.Essentially, this approach would allow an applicant to apply for a package of licenses at one
corresponding locked-up share details, - The top 10 investors allocated shares in the IPO offering, - The top 10 sponsors and related parties ("RP") allocated shares, and - The top 10 investors allocated shares
companies with the scores of at least 97.50. Among six ASEAN nations, Thailand obtains a majority of 42 out of 135 companies in the Award. Second, ASEAN Top 20 PLCs Award is intended for companies in the
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
ASEAN; (2) The ASEAN Top 20 PLCs Award is given to Top 20 listed companies in ASEAN. Of this, seven companies are from Thailand, followed by five from the Philippines, four from Singapore, three from
ยุทธศาสตร์การพัฒนาตลาดทุนไทยในอนาคต ซึ่งผู้ที่สนใจเลือกศึกษาต่อในสาขา Data Analytics สาขา Financial Technology หรือ สาขา Behavioral Finance ในมหาวิทยาลัยชั้นนำระดับ TOP 100 ในต่างประเทศ จากการจัดอันดับของ QS
Technology or Behavioral Finance at Top 100 universities according to the QS World University Ranking in 2018. The SEC Scholarship Application Form is available at www.sec.or.th. For more information and