as investment advisor or derivatives investment advisor on the condition of not involving in the data collection or the data processing to publish advice on the website or electronic media, including
collection or any other compensation to be collected from the securities issuer. Clause 5/1 ( In the case where the Office has considered that the applicant for a license under Clause 3 has the accurate and
) เพิ่มเติมบนเว็บไซต์ของบริษัทจัดการ เป็นรายไตรมาส ภายใน 60 วันนับจากวันสิ้นไตรมาส ผู้แสดง ความคิดเห็นบางรายไม่เห็นด้วย โดยให้เหตุผลว่าการเปิดเผยข้อมูลพอร์ตทุก 6 เดือนและเปิดเผย top 5 เป็นรายเดือนก็เพียงพอ
สำคัญของบริษัท โดยไม่จำกัดว่าจะต้องเป็น web services ทั้งนี้ สำหรับกรณีของ web application ต้องมีขอบเขตการตรวจอย่างน้อยตาม OWASP Top 10 Most Critical Web Application Security Risks และบริษัทต้องทำการปิด
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
procedures, such securities underwriter shall also proceed as follows: (a) prepare a name list of the top one hundred largest allocated persons, together with the reason for allocating securities to each
fair allocation procedures, such securities underwriter shall also proceed as follows: (a) prepare a name list of the top one hundred largest allocated persons, together with the reason for allocating
trustee under the first paragraph. The SEC Office has the power to specify in its notification the rules, conditions and procedures relating to collection, disposal or allocation of the property specified
shareholding of the same group: (a) Top 10 highest shareholders; (b) The majority shareholders whose behaviors materially influence management policy-making or the Company's operation (for example, assigning a
clients’ order for accuracy and completeness disbursement 1.5 Control of receipt and disbursement of money including relevant documents 1.6 Collection and delivery of financial and other relevant documents