years Underlying shares being newly issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before
without having to request for approval and submit filing. However, the company must comply with the following conditions: TSR is for a period of not more than two months. The duration of last exercise of
three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and consent letter of the audit firm (Form 61-2); Period of Approval Validity : not
following rules: (1) Changing of a mutual fund supervisor, in the case that the mutual fund supervisor fails to correct the qualifications within a specified period. (2) Calculation and announcement of net
the company has a policy of paying dividend more than one time in an accounting period, the unpaid amount shall be carried forward and added in the calculation for the next dividend payment in the same
period of time that the SEC could refuse to accept the application. Lead appraiser Being full time casual worker or employee of the applicant; Practicing on asset appraisal continuously for not less than 1
low price of PO Placement The number of shares being offered is calculated by The number of issued shares for this time + The number of shares and underlying shares for ESOP during the past
dividend payment is < 0.25 baht/unit, the mutual fund management company may refrain from the dividend payment if the company has a policy of paying dividend more than one time in an accounting period, the
period of time, in form and together with the supplementary documents as specified in the SEC’s Notification. Clause 5 Any person intending to apply for approval to establish a limited company or public