resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP
Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent Audit Inspection Activities Report 1 October 2010 - 31 December 2011 The results of a study of
asset values, investment unit values, offering and redemption prices for investment units. (3) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of
disclose the order via the SEC website. From time to time where the SEC finds suspicious transactions in the course of its review on the financial statements, or any cases where the benefit of the securities
) (1) A mutual fund having the investment policy in money market funds which specify constant offering and repurchase prices all the time, or MMF constant NAV, shall not file for automatic approval of
International Standards on Quality Management 1 (ISQM 1); (2) having full-time CPAs and full-time assistant auditors as https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccountRegulatorySummary.aspx Thai
assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed-end funds (1) Calculate the NAV and investment unit value at the end of every
-end funds 6.2 Open-end funds 6.3 Mutual fund with investment in foreign assets 6.4 Mutual fund with a one-time investment strategy (Buy-and-Hold Funds) 6.5 Announcement of the NAV 6.1 Closed
years Underlying shares being newly issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before