contained in the registration statements, draft prospectus or any other information to be disclosed through the portal. Regulatory Summary Duties and qualifications Related Rules and Regulations The
financial statements of companies issuing securities through the capital market be in conformity with the accounting standards and the TFRSs as prescribed by the Thailand Federation of Accounting Professions
Securities and Exchange Act B.E. 2535 to allow qualified financial institution or such other legal entities to undertake such securities business by means of being shareholders of newly established company
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
(Form 81-1) Application for Approval of Listed Companies to Offer Newly Issued Shares through Private Placement (Application Form – PP Shares) Checklist of Particulars in the Notice Calling Shareholders
Regulations SHARE : Detail Content Mutual Fund A mutual fund is a significant investment alternative. Investments through a mutual fund greatly benefit investors, especially retail investors, in that they
year. In case of a listed company offering to sell shares at a discount through Public Offering Placement (PO Placement), it must also comply with additional criteria for low-price shares. For instance
filed with the SEC via the SEC office in form and together with supplementary documents specified in the SEC’s Notification as published in the Government Gazette. Clause 3 The SEC shall recommend